Full-time Assistant General Counsel - Wealth Management Investment Products - Vice President, JPMorgan Chase & Co.

Join JPMorganChase’s Legal team and deliver impactful legal advice that helps

guide Wealth Management’s success. You will be a trusted advisor to business

leaders, supporting innovative solutions and sophisticated initiatives. You will

work in a collaborative, inclusive environment where your judgment and voice

matter. You will help protect the firm while enabling responsible growth. Grow

your career with a team that invests in your development.

As a Wealth Management Attorney Investment Products – Assistant General Counsel,

Vice President in Wealth Management Legal, you provide practical,

solutions-oriented legal guidance on investment products, including investment

advisory and brokerage products. You partner closely with business stakeholders

and collaborate with Compliance, Risk, and Controls to support effective risk

management and regulatory compliance. Working with a global Legal Department, we

help safeguard the integrity of the firm while supporting clients and the

businesses we advise. In this role, you will be valued for sound judgment, clear

communication, responsiveness, and your ability to build strong working

relationships.

02Job responsibilities

• Advise on investment products distributed by  JPMorgan Wealth Management,
• with a primary focus on broker-dealer and investment advisory matters.
• Support advisory and brokerage product offerings, including product
• development and enhancements, distribution and platform considerations,
• marketing and communications, disclosures, agreements, and ongoing
• governance.
• Interpret and apply requirements under the Investment Advisers Act of 1940,
• the Investment Company Act of 1940, Financial Industry Regulatory
• Authority (FINRA) rules, and federal and state securities laws.
• Deliver timely, practical legal counsel that reflects business priorities and
• appropriately balances risk and business needs.
• Collaborate with Wealth Management attorneys and other Legal teams to provide
• coordinated legal support.
• Partner with Compliance, Risk, and Controls to support risk management,
• regulatory compliance, and control design and implementation, as appropriate.
• Identify legal and related risks affecting investment products, advisory
• programs, and brokerage services.
• Assess and document legal and related risks and support risk management
• processes and governance.
• Build and maintain strong working relationships with business colleagues and
• control partners as a responsive, solutions-oriented advisor.
• Contribute to special projects and initiatives beyond core responsibilities,
• as needed.
• Adapt to evolving business needs and priorities in a dynamic environment.

03Required qualifications, capabilities, and skills

• Juris Doctor degree and active license to practice law in at least one United
• States jurisdiction.
• Minimum 5 years of legal practice experience, including relevant experience
• in financial services, wealth management, broker-dealer, investment advisory,
• and/or asset management.
• Demonstrated experience advising on broker-dealer and/or investment advisory
• matters and investment products.
• Working knowledge of the Investment Advisers Act of 1940, federal and state
• securities laws, and Financial Industry Regulatory Authority rules, including
• familiarity with Regulation Best Interest.
• Demonstrated ability to manage multiple issues in a fast-paced environment,
• prioritize effectively, and exercise sound judgment.
• Demonstrated ability to understand business needs and provide practical,
• commercially minded legal advice.
• Demonstrated ability to build and maintain effective working relationships
• with clients and colleagues.

04Preferred qualifications, capabilities and skills

• Experience advising on Investment Company Act of 1940 registered funds and/or
• registered fund distribution.
• All candidates for roles in the Legal department must be licensed to practice
• law in the country of employment and successfully complete a conflicts of

interest clearance review prior to commencement of employment. Attorney must be

licensed to practice law and a member in good standing in the state/jurisdiction

in which the position is based or otherwise in compliance with the in-house

counsel registration rules of that state/jurisdiction.

JPMorganChase, one of the oldest financial institutions, offers innovative

financial solutions to millions of consumers, small businesses and many of the

world’s most prominent corporate, institutional and government clients under the

J.P. Morgan and Chase brands. Our history spans over 200 years and today we are

a leader in investment banking, consumer and small business banking, commercial

banking, financial transaction processing and asset management.

We offer a competitive total rewards package including base salary determined

based on the role, experience, skill set and location. Those in eligible roles

may receive commission-based pay and/or discretionary incentive compensation,

paid in the form of cash and/or forfeitable equity, awarded in recognition of

individual achievements and contributions. We also offer a range of benefits and

programs to meet employee needs, based on eligibility. These benefits include

comprehensive health care coverage, on-site health and wellness centers, a

retirement savings plan, backup childcare, tuition reimbursement, mental health

support, financial coaching and more. Additional details about total

compensation and benefits will be provided during the hiring process.

We recognize that our people are our strength and the diverse talents they bring

to our global workforce are directly linked to our success. We are an equal

opportunity employer and place a high value on diversity and inclusion at our

company. We do not discriminate on the basis of any protected attribute,

including race, religion, color, national origin, gender, sexual orientation,

gender identity, gender expression, age, marital or veteran status, pregnancy or

disability, or any other basis protected under applicable law. We also make

reasonable accommodations for applicants’ and employees’ religious practices and

beliefs, as well as mental health or physical disability needs. Visit our FAQs

[https://careers.jpmorgan.com/us/en/how-we-hire/faqs] for more information about

requesting an accommodation.

JPMorgan Chase & Co. is an Equal Opportunity Employer, including

05Disability/Veterans

• Our professionals in our Corporate Functions cover a diverse range of areas from

finance and risk to human resources and marketing. Our corporate teams are an

essential part of our company, ensuring that we’re setting our businesses,

clients, customers and employees up for success.

With large, global operations, the Legal team tackles complex issues and helps

shape the regulations that affect the businesses. The group is organized into

practice groups that align with the lines of business and corporate staff areas,

which encourages collaboration on legal, regulatory and business developments as

they arise.