Compliance Consultancy · fractional, interim and permanent compliance leaders

Compliance Consultancy · fractional head of compliance, MLRO or data protection officer, briefed and shortlisted

compliance consultancy from Fractional Quest means a fractional head of compliance, MLRO or data protection officer working in your business on a fractional, interim or permanent basis. Fractional Quest is a recruitment agency, not a consulting firm: we do not employ consultants or sell a team. We find a fractional head of compliance, MLRO or data protection officer for your brief — fractional, interim or permanent — and they contract with you directly.

Reviewed by Fractional Quest · updated 23 October 2026 · 4 sources linked below

  • 3–5our shortlist
Compliance Consultancy: leadership meeting in a Covent Garden office (illustration)

Fractional seats our founder has held

  • Climatise logoClimatise
  • One Up Productions logoOne Up Productions
  • CK Delta logoCK Delta

In the press

The agency

What a compliance consultancy covers

This page sets out what a compliance consultancy engagement covers, how fractional, project and interim compare, how it runs. The board below shows current compliance and legal roles.

Compliance consultancy at leadership level is about ownership, not advice. The data protection officer independently advises on and monitors compliance with UK GDPR and acts as the contact point for the ICO and individuals.

Fractional Quest is a recruitment agency, not a consulting firm: we do not employ consultants or sell a team. We find a fractional head of compliance, MLRO or data protection officer for your brief — fractional, interim or permanent — and they contract with you directly.

A fractional compliance consultant — a head of compliance, MLRO or DPO on a standing commitment — suits firms whose regulatory load is real but not yet full-time. See data protection officer recruitment.

The seat in more depth: DPO services · general counsel services · DPO recruitment agency · compliance consultants.

On the board · last 90 days

Current compliance and legal roles on the board

From our jobs feed. Where a posting states no rate, “est” is our estimate from the seat’s published band; ◆ marks days a week the posting states.

Roles
11 of 11 roles
Function
Engagement

See every role on the board →

Every fractional role in the UK is on the fractional jobs board.

Three seats

What does a fractional seat look like in practice?

Three fractional seats our founder has held. Real companies, named with their permission; we state only what the seat covered.

Fractional seats our founder has held

  • Climatise logoClimatiseFractional · go-to-market

    A carbon-reporting software company that needed go-to-market leadership before a full-time hire.

    Seat
    Fractional go-to-market lead
    Days
    Two days a week
    Scope
    Go-to-market
  • One Up Productions logoOne Up ProductionsFractional · go-to-market

    A production company that needed both the go-to-market strategy and its execution.

    Seat
    Fractional go-to-market: strategy and execution
    Days
    Two days a week
    Scope
    Go-to-market
  • CK Delta logoCK DeltaFractional · technology

    Technology work: tech stack implementation.

    Seat
    Fractional technology lead

These are seats our founder has held, not placements.

The scope

What an engagement covers — and what it does not

In scope. The compliance framework, policies and risk assessment; regulatory reporting and the relationship with the regulator; anti-bribery, anti-money-laundering and data protection controls; training, monitoring and internal audit; reporting compliance risk to the board.

Not in scope. Legal advice on a specific matter comes from a lawyer. Implementing technical controls belongs to IT and security. A compliance consultant owns the framework and monitors it.

The neighbouring seats. The DPO independently monitors data protection compliance; the CDO and CISO own the data and its security. The DPO must be free to advise against them.

When companies look for compliance consultancy: A legal duty to appoint a DPO, subject access requests piling up, a data breach, new processing of sensitive data, or customers asking who your DPO is.

The process

How does a brief become a shortlist?

Six steps, one accountable person at each. We don’t promise a shortlist by a date; the weeks below are what a well-scoped brief usually takes.

  1. Day 0
    01
    The 15-minute call
    The seat, the engagement shape, the days or hours, the start date and the budget. No account needed; a call or a written brief.
    You and us
  2. Week 1
    02
    Scope agreed in writing
    The outcome the seat exists for, which days, and how the engagement will run for IR35. A brief that describes a person rather than a job, we rewrite with you.
    Us
  3. Weeks 1–2
    03
    Search and approach
    We approach people who aren’t looking and verify prior tenure in the seat at your scale and stage.
    Us
  4. Weeks 2–3
    04
    References, taken by us
    From recent clients and boards: what they delivered, not what they titled it.
    Us
  5. Week 3
    05
    Shortlist of three to five
    Each with day rate or salary, availability and IR35 position set out. You interview and decide.
    You
  6. Week 4
    06
    Kick-off
    Scope, first-month outcomes and the contract agreed before day one.
    You, them and us

Against the alternatives

Four ways to buy compliance expertise fractional, project, interim or permanent

The same compliance problem can be bought four ways. The difference is who does the work, for how long, and who is accountable afterwards.

Fractional compliance leaderProject consultancy firmInterim executivePermanent hire
What you buyA fractional head of compliance, MLRO or data protection officer, days a weekA defined deliverableA leader full-time for a fixed termA full-time leader for years
Who does the workOne named senior personA team, often with a partner who sold itOne named senior personYour employee
Accountable afterYes — they stayNo — the project endsUntil the hand-overYes
Best whenYou need senior judgement every week, not every dayThe work is a one-off with a clear outputYou need full-time cover or a change led nowThe seat is full-time work for years
Usual contractContract for services, often via the leader’s companyStatement of workDay-rate contract for the mandateEmployment contract

The decision

When compliance consultancy is the right call

Three situations, and the shape that fits each.

  • RegulatedA regulated activity with no compliance leadA fractional head of compliance or MLRO holds the framework and the regulator relationship a few days a week.
  • FindingsA regulator or auditor has found gapsAn interim compliance lead puts the remediation plan in place and runs it to completion.
  • DataYou must appoint a DPOUK GDPR allows a DPO to be externally appointed. A fractional DPO meets the requirement on a standing commitment.

Vetting

How do we vet a compliance consultant?

Five stages before anyone reaches a shortlist of three to five.

  1. Pedigree screen
    Tenure
    We verify prior tenure in the seat, at the scale and stage you need. No consultant presenting as an executive.
  2. Mandate fit
    Fit
    Fit to your stage, sector and the problem the seat exists to solve, not a CV keyword.
  3. Reference deep-dive
    Verify
    We take references ourselves, from recent clients and boards: what they delivered, not what they titled it.
  4. Shortlist
    Shortlist
    Three to five candidates, each with day rate, availability and IR35 position set out.
  5. Kick-off
    Start
    Scope, first-month outcomes and the contract agreed before day one.

The full process is on how we vet.

how it runs

How our compliance consultancy works from brief to the first ninety days

Brief. A scoping call on the problem, the shape (fractional days, an interim mandate or a permanent seat), the start date and what success looks like in the first ninety days. A good brief names the decisions the compliance leader will own.

Shortlist. We search for your brief and come back with a shortlist of 3–5, each with day rate or salary, availability and IR35 position set out, assessed through our five-stage vetting.

Contract. You choose; the consultant contracts with you directly, usually through their own company for fractional and interim work. Agree how the engagement will run in practice, because that decides its IR35 status — HMRC’s guidance for clients sets out who makes the determination.

Cadence. A fractional compliance leader works best on fixed days with a standing slot with the CEO. Review the days each quarter. An interim works to a written mandate with review points and a hand-over date.

fractional or firm

Fractional compliance consultant or a compliance consultancy firm? who stays accountable

Compliance consultancy firms are usually bought for a review, a gap analysis or an authorisation application. The policies they leave need someone inside to run them.

A fractional compliance consultant is a different purchase: one senior person who holds the brief week after week and answers for the outcome. A fractional or outsourced DPO meets the role’s requirement for an expert, independent officer on a standing commitment, which UK GDPR allows: a DPO can be an existing employee or externally appointed.

Out of scope either way. Legal advice on a specific matter comes from a lawyer. Implementing technical controls belongs to IT and security. A compliance consultant owns the framework and monitors it.

Standing. Check professional standing before you sign: the FCA’s Senior Managers and Certification Regime — how regulated firms make named individuals accountable for conduct and competence; the ICO’s guidance on data protection officers — when a DPO is required and what the role must be able to do.

The right route

Agency, recruiter, interim or permanent?

Three taps. Say how much senior work there is, for how long, and whether it is one leader or a run of hires; the tool names the route.

What do you need?
How much senior work each week?
For how long?
The route · Fractional executive

Brief a fractional recruitment agency.

Senior judgement for part of the week: a fractional CFO, CTO, CMO or COO on one to three days. We come back with a shortlist of three to five, each with day rate, availability and IR35 position set out.

We recruit executives. We don’t supply embedded fractional recruiters; where that is the right route, the tool says so.

Clients

What do companies say about our fractional work?

From a company where our founder has held a fractional seat. Name and logo given with the client’s permission.

“Excellent fractional support for building both our go-to-market strategy and our execution.”

Charlie AndersonDirector, One Up Productions

Where we are

Where is Fractional Quest?

Where we are

71–75 Shelton Street, Covent Garden, London WC2H 9JQ

Fractional Quest Ltd, registered in England and Wales, no. 17322105. This is our registered office; meetings are by appointment, and most briefs start on a 15-minute call.

Covent GardenHolborn

Questions

Compliance Consultancy questions, answered

Compliance consultancy puts senior compliance expertise into a business. Through Fractional Quest that means a fractional head of compliance, MLRO or data protection officer on a fractional, interim or permanent basis, owning: the compliance framework, policies and risk assessment; regulatory reporting and the relationship with the regulator; anti-bribery, anti-money-laundering and data protection controls.

Sources

Where does every figure on this page come from?

The primary publisher for each number, linked. Where a figure is our own arithmetic, the page says so where it appears.

  • HMRC
  • legislation.gov.uk
  1. 1
    Understanding off-payroll working (IR35) HMRC
    Status depends on how the engagement runs; medium and large clients make the determination.
  2. 2
    Rates and thresholds for employers 2026 to 2027 HMRC
    Employer National Insurance at 15% above £5,000 a year.
  3. 3
    Check employment status for tax (CEST) HMRC
    HMRC’s own status check for each engagement.
  4. 4
    Employment Agencies Act 1973 legislation.gov.uk
    The law a recruitment agency works under; no fee to a work-seeker.

For hiring managers

Bring the brief. We bring the shortlist.

Sign up now →Book a call

  1. A shortlist of 3–5, each with day rate, availability and IR35 position
  2. Fractional, interim, part-time, temporary or permanent — and non-executive directors
  3. Every candidate through our five-stage vetting
  4. Your briefs and their candidates, in one room
Fractional Quest logo — how to brief compliance consultancy, compliance consultancy